Senior Compliance Executive

Are you passionate about navigating complex risk and regulatory challenges? 

Looking for an opportunity where your expertise in risk and compliance will be valued and make a difference?

If you're a proactive problem solver with a passion for risk management, we want to hear from you!

An innovative, forward-thinking law firm is seeking a Senior Compliance Executive to join their proactive team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues. This role is best suited to a fee-earner currently working in private practice, and aiming to transition into the world of risk and compliance. 

Key Responsibilities:

• Collaborate with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.
• Offer advice on legal, ethical, and regulatory matters.
• Oversee and regularly update the firm's policies and procedures, according to up-to-date compliance legislation
• Deliver training programs focused on risk and compliance
• Assist in reviewing and managing AML and counter-terrorism financing measures, including acting as an independent auditor for these processes.
• Supervise the firm’s file review systems, identifying areas for improvement and managing corrective actions.
• Investigate incidents, manage complaints, and analyse trends to prevent future issues.
• Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
• Supervise Compliance professionals, guiding their work and development.

We’re seeking someone who is not only passionate about risk management but also thrives on solving complex challenges. You’ll need to have a sharp eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards. You’ll thrive in an environment where your expertise is valued, and your input has a direct impact on the firm's success.

This is your opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained.

Please submit your CV for consideration. Thank you!

Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 117 2542.